Securities Litigation

Kaplan Hecker & Fink lawyers have deep experience representing financial institutions in complex securities matters. We were on the front lines of the RMBS and CDO litigation of the past decade, in both regulatory investigations and a variety of civil lawsuits. We also have taken leading roles in matters concerning municipal bond transactions, research reports, market timing, bid rigging and brokerage practices, accounting and reinsurance transactions, and myriad other issues.

Prior to launching Kaplan Hecker some of our lawyers’ representative securities litigation matters included:

  • Represented ratings agency in dozens of civil litigations in both state and federal court relating to credit ratings of RMBS, CDO, and municipal bond transactions from 2007 through the most recent financial crisis.
  • Represented large financial institutions in numerous civil litigations relating to the underwriting and issuance of RMBS and CDO certificates.